SFC Licences of LAM Kai Tin 林佳典

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 06 December 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 20 September 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 20 September 2022
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RE 9 02 May 2018 19 August 2022
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RE 4 02 May 2018 19 August 2022
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 6 04 July 2017 06 April 2018
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 1 04 July 2017 06 April 2018
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 29 July 2016 30 June 2017
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 29 July 2016 30 June 2017
Fosun International Securities Limited 復星國際證券有限公司 RE 6 21 August 2015 05 July 2016
Fosun International Securities Limited 復星國際證券有限公司 RE 4 28 July 2015 05 July 2016
Fosun International Securities Limited 復星國際證券有限公司 RE 1 28 July 2015 05 July 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 03 November 2014 05 June 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 29 August 2012 05 June 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 29 August 2012 05 June 2015
Golden Mountain Financial Limited 金山金融有限公司 RE 2 04 June 2012 07 August 2012
Centaline Securities Limited 中原證券有限公司 RE 1 07 May 2012 16 May 2012