SFC Licences of HOCK Wai Hou 何維豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 15 June 2020 | 19 February 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 15 June 2020 | 19 February 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 15 June 2020 | 19 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 15 June 2020 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 June 2020 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 June 2020 | |
| Willis Towers Watson Securities (Hong Kong) Limited | RO | 6 | 08 August 2018 | 18 June 2019 |
| Willis Towers Watson Securities (Hong Kong) Limited | RO | 1 | 08 August 2018 | 18 June 2019 |
| Willis Towers Watson Securities (Hong Kong) Limited | RE | 6 | 03 October 2017 | 08 August 2018 |
| Willis Towers Watson Securities (Hong Kong) Limited | RE | 1 | 03 October 2017 | 08 August 2018 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 20 April 2012 | 17 July 2017 |