SFC Licences of GLUECK Franz Ismael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 03 May 2019 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 03 May 2019 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 24 April 2019 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 19 April 2017 | 12 December 2018 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 30 April 2012 | 17 February 2017 |