SFC licenceholder AZH650 GLUECK Franz Ismael

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 May 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [6] (Advising on Corporate Finance) 24 April 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [6] (Advising on Corporate Finance) 19 April 2017 12 December 2018
HSBC Corporate Finance (Hong Kong) Limited RE [6] (Advising on Corporate Finance) 30 April 2012 17 February 2017