SFC Licences of CHAN Yau Ling, Connie 陳幼玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 26 April 2021 | 30 August 2023 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 19 June 2018 | 18 April 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 May 2012 | 31 January 2013 |