SFC Licences of KWOK Chui Tin, Doris 郭翠鈿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 09 December 2020 | |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 09 December 2020 | |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 19 May 2015 | 13 November 2020 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 19 May 2015 | 13 November 2020 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 02 May 2012 | 02 May 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 02 May 2012 | 02 May 2015 |