SFC Licences of KOYAMA Tomoko 小山朝子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 12 August 2013 | 05 July 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 12 August 2013 | 05 July 2014 |
| OTCex Hong Kong Limited | RE | 2 | 31 January 2013 | 31 May 2013 |
| OTCex Hong Kong Limited | RE | 1 | 31 January 2013 | 31 May 2013 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 20 April 2012 | 31 October 2012 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 20 April 2012 | 31 October 2012 |