SFC Licences of JOSHI Deepak
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 September 2018 | 03 August 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 September 2018 | 03 August 2020 |
| UBS Securities Hong Kong Limited | RE | 2 | 01 June 2017 | 09 June 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 2 | 01 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 09 June 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 March 2014 | 20 May 2016 |
| UBS Securities Asia Limited | RE | 2 | 23 April 2012 | 20 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 23 April 2012 | 20 May 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 23 April 2012 | 20 May 2016 |