SFC Licences of DUMINY Guilhem
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 23 June 2014 | 29 September 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 June 2014 | 29 September 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 23 April 2012 | 03 March 2014 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 23 April 2012 | 03 March 2014 |