SFC Licences of GAO Ya 高雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 30 November 2016 | 14 January 2017 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 30 November 2016 | 14 January 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 30 November 2016 | 14 January 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 30 November 2016 | 14 January 2017 |
| Merrill Lynch Far East Limited | RE | 6 | 16 June 2014 | 06 March 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 16 June 2014 | 06 March 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 16 June 2014 | 06 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 June 2014 | 06 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 June 2014 | 06 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2014 | 06 March 2015 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 30 April 2012 | 31 May 2014 |