SFC Licences of WONG Ka Lam, Lesley 黃嘉琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 27 April 2012 | 19 May 2012 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 April 2012 | 19 May 2012 |