SFC Licences of AU YEUNG Wai Kin 歐陽偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Draco Capital Limited 瓏盛資本有限公司 | RO | 6 | 04 March 2021 | |
Draco Capital Limited 瓏盛資本有限公司 | RE | 6 | 30 October 2020 | 04 March 2021 |
Donvex Capital Limited 富域資本有限公司 | RE | 6 | 22 June 2018 | 21 October 2020 |
VBG Capital Limited 建泉融資有限公司 | RE | 6 | 13 October 2017 | 05 December 2017 |
VBG Capital Limited 建泉融資有限公司 | RE | 1 | 13 October 2017 | 05 December 2017 |
RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 09 November 2016 | 26 September 2017 |
RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 1 | 09 November 2016 | 26 September 2017 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 6 | 22 August 2016 | 01 November 2016 |
Donvex Capital Limited 富域資本有限公司 | RE | 6 | 28 June 2013 | 27 May 2016 |
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 30 May 2012 | 08 April 2013 |
CLSA Premium International (HK) Limited | RE | 3 | 30 May 2012 | 08 April 2013 |