SFC Licences of LAU Pak Ho, Patricio 劉珀豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RO 6 04 March 2020
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 03 January 2020 04 March 2020
Ample Capital Limited 豐盛融資有限公司 RO 6 02 September 2019 23 December 2019
Ample Capital Limited 豐盛融資有限公司 RE 6 11 April 2016 02 September 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 07 May 2014 25 March 2016
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 07 May 2014 25 March 2016
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 07 May 2014 25 March 2016
Ample Capital Limited 豐盛融資有限公司 RE 6 17 May 2012 30 April 2014