SFC Licences of LAU Pak Ho, Patricio 劉珀豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RO | 6 | 04 March 2020 | |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 03 January 2020 | 04 March 2020 |
Ample Capital Limited 豐盛融資有限公司 | RO | 6 | 02 September 2019 | 23 December 2019 |
Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 11 April 2016 | 02 September 2019 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 07 May 2014 | 25 March 2016 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 07 May 2014 | 25 March 2016 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 07 May 2014 | 25 March 2016 |
Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 17 May 2012 | 30 April 2014 |