SFC Licences of CHOW Cindy 周文祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 12 May 2014 | 26 February 2018 |
| Merrill Lynch Far East Limited | RE | 4 | 12 May 2014 | 26 February 2018 |
| Merrill Lynch Far East Limited | RE | 1 | 12 May 2014 | 26 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 12 May 2014 | 26 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 May 2014 | 26 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 May 2014 | 26 February 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 06 January 2014 | 05 April 2014 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 25 May 2012 | 17 April 2013 |