SFC Licences of AU Hin Kwong 區顯光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 28 September 2021 | |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 19 March 2018 | 23 August 2021 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 19 March 2018 | 23 August 2021 |
| Huajun Capital Limited 華君資本有限公司 | RE | 9 | 25 October 2017 | 07 February 2018 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 22 August 2014 | 14 August 2017 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 22 August 2014 | 14 August 2017 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 14 January 2013 | 18 July 2014 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 19 June 2012 | 28 December 2012 |