SFC Licences of CHOW Yuk Lam 周鈺霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 August 2017 | 23 August 2019 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 18 August 2017 | 23 August 2019 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 16 November 2016 | 04 August 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 16 November 2016 | 04 August 2017 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 07 May 2012 | 03 November 2016 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 May 2012 | 03 November 2016 |