SFC Licences of TANG Kwan Nin 鄧君年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 25 April 2019 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 25 April 2019 | |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 19 February 2019 | 12 April 2019 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 14 January 2019 | 12 April 2019 |
| Vantage New Generation Securities Limited 新世代證券有限公司 | RE | 4 | 15 March 2018 | 06 January 2019 |
| Vantage New Generation Securities Limited 新世代證券有限公司 | RE | 1 | 08 February 2018 | 06 January 2019 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 09 May 2012 | 10 October 2017 |