SFC Licences of WANG Dingwen 王鼎文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 | RO | 9 | 28 October 2021 | |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 | RE | 9 | 11 January 2019 | 28 October 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 15 May 2012 | 28 September 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 May 2012 | 28 September 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 15 May 2012 | 28 September 2013 |