SFC Licences of LAU Cheuk Ho 劉焯豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 08 March 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 18 June 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 25 October 2017 08 March 2023
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 25 October 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 14 December 2015 17 October 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 19 May 2015 17 October 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 19 May 2015 17 October 2017
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 20 March 2015 09 May 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 20 March 2015 09 May 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 20 March 2015 09 May 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 09 May 2012 14 November 2014