SFC licenceholder AZL980 CHAN Yuk 陳煜

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
Sunfund Capital Limited 東皓資本有限公司 RE [6] (Advising on Corporate Finance) 29 April 2020 09 November 2020
Sunfund Securities Limited 東皓證券有限公司 RE [1] (Dealing in Securities) 29 April 2020 09 November 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE [1] (Dealing in Securities) 15 February 2019 05 March 2020
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 22 August 2018 05 March 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 25 August 2017 13 August 2018
VC Capital Limited 滙盈融資有限公司 RE [6] (Advising on Corporate Finance) 26 August 2015 18 July 2017
Donvex Capital Limited 富域資本有限公司 RE [6] (Advising on Corporate Finance) 18 June 2012 18 December 2012