SFC Licences of LUO Yi 羅軼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 28 May 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 28 May 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 10 May 2018
HSBC Corporate Finance (Hong Kong) Limited
RE 6 04 July 2012 17 November 2017