SFC Licences of MORRIS Robert 銘陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oasis Management (Hong Kong) | RE | 9 | 05 December 2016 | |
| Oasis Management (Hong Kong) | RE | 5 | 05 December 2016 | |
| Oasis Management (Hong Kong) | RE | 4 | 05 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 1 | 31 May 2012 | 12 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 31 May 2012 | 12 October 2016 |
| UBS Securities Asia Limited | RE | 2 | 31 May 2012 | 12 October 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 31 May 2012 | 12 October 2016 |