SFC Licences of LIU Yewei 劉業偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 6 26 September 2022
CLSA Limited 中信里昂證券有限公司 RO 1 26 September 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 09 August 2019 26 September 2022
CLSA Limited 中信里昂證券有限公司 RE 1 09 August 2019 26 September 2022
CLSA Limited 中信里昂證券有限公司 RE 4 09 August 2019 20 July 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 09 August 2019
Moelis & Company Asia Limited 美馳亞洲有限公司 RE 6 10 November 2015 18 November 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 17 May 2012 26 September 2015