SFC Licences of KWAN Kiu Fung 關翹峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	1	11 March 2021
CCB International Securities Limited 建銀國際證券有限公司	RE	2	11 March 2021
CCB International Securities Limited 建銀國際證券有限公司	RE	1	11 March 2021
CCB International Capital Limited 建銀國際金融有限公司	RE	1	11 March 2021
CMB International Securities Limited 招銀國際證券有限公司	RE	1	03 October 2019	02 September 2020
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	03 October 2019	02 September 2020
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RE	2	30 May 2019	01 September 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RE	1	30 May 2019	01 September 2019
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	19 October 2017	15 May 2019
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	19 October 2017	15 May 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	2	17 August 2016	01 June 2017
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	1	17 August 2016	01 June 2017
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	24 June 2015	01 July 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	24 June 2015	01 July 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	1	18 June 2012	19 April 2015
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	2	18 June 2012	19 April 2015