SFC Licences of KWAN Kiu Fung 關翹峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Securities Limited 建銀國際證券有限公司 RE 2 11 March 2021
CCB International Securities Limited 建銀國際證券有限公司 RE 1 11 March 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 1 11 March 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 11 March 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 03 October 2019 02 September 2020
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 03 October 2019 02 September 2020
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 30 May 2019 01 September 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 30 May 2019 01 September 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 19 October 2017 15 May 2019
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 19 October 2017 15 May 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 17 August 2016 01 June 2017
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 17 August 2016 01 June 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 24 June 2015 01 July 2016
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 24 June 2015 01 July 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 18 June 2012 19 April 2015
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 18 June 2012 19 April 2015