SFC Licences of CHAN Wai Hing, Cookie 陳惠兄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gentleman Capital Limited 紳士資本有限公司 | RE | 4 | 10 July 2023 | |
Gentleman Capital Limited 紳士資本有限公司 | RE | 9 | 29 March 2021 | |
Goldhorse Capital Management (HK) Limited | RE | 4 | 24 December 2019 | 29 January 2021 |
Goldhorse Capital Management (HK) Limited | RE | 1 | 24 December 2019 | 29 January 2021 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 16 May 2019 | 30 November 2019 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 16 May 2019 | 30 November 2019 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 04 September 2015 | 15 March 2019 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 14 May 2015 | 15 March 2019 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 10 July 2012 | 04 May 2015 |