SFC Licences of NIU Nianzong 牛念宗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 19 October 2017 19 April 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 19 October 2017 19 April 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1 21 May 2012 10 August 2017