SFC Licences of HORNBY William Hugh Scobie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 11 January 2024 | |
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 11 January 2024 | |
BGC Securities (Hong Kong) LLC | RE | 1 | 21 April 2022 | 31 March 2023 |
BGC Securities (Hong Kong) LLC | RO | 1 | 29 May 2019 | 21 April 2022 |
BGC Securities (Hong Kong) LLC | RE | 1 | 17 May 2019 | 29 May 2019 |
T.F.S. Derivatives HK Limited | RO | 1 | 01 November 2012 | 27 February 2019 |
T.F.S. Derivatives HK Limited | RE | 1 | 25 May 2012 | 01 November 2012 |