SFC Licences of GAO Li 高麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 21 June 2021 | 25 October 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 21 June 2021 | 25 October 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 21 June 2021 | 25 October 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 27 September 2016 | 23 August 2019 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 27 September 2016 | 23 August 2019 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 27 September 2016 | 23 August 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 28 May 2012 | 13 July 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 28 May 2012 | 13 July 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 May 2012 | 13 July 2016 |