SFC Licences of CHENG Man Wai 鄭文慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 RE 5 25 May 2022
Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 RE 2 25 May 2022
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 RE 4 25 May 2022
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 RE 1 25 May 2022
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 11 June 2021 04 April 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 11 June 2021 04 April 2022
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 17 June 2020 01 June 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 17 June 2020 01 June 2021
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 11 January 2019 01 June 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 11 January 2019 01 June 2020
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 RE 9 09 August 2013 13 September 2017
I-Access Investors Limited 一通投資者有限公司 RE 2 07 June 2012 03 November 2018
I-Access Investors Limited 一通投資者有限公司 RE 1 07 June 2012 03 November 2018