SFC Licences of GUO Yao 郭遥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Maven Asia (Hong Kong) Limited | RE | 2 | 23 July 2021 | 31 October 2023 |
Maven Asia (Hong Kong) Limited | RE | 1 | 23 July 2021 | 31 October 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 18 December 2017 | 16 April 2021 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 18 December 2017 | 16 April 2021 |
Merrill Lynch Far East Limited | RE | 2 | 21 December 2015 | 13 September 2017 |
Merrill Lynch Far East Limited | RE | 1 | 21 December 2015 | 13 September 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 December 2015 | 13 September 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 26 May 2014 | 09 November 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 26 May 2014 | 09 November 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 26 May 2014 | 09 November 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 26 May 2014 | 09 November 2015 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 30 May 2012 | 29 April 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 30 May 2012 | 29 April 2014 |