SFC Licences of GUO Yao 郭遥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Maven Asia (Hong Kong) Limited RE 2 23 July 2021
Maven Asia (Hong Kong) Limited RE 1 23 July 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 18 December 2017 16 April 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 18 December 2017 16 April 2021
Merrill Lynch Far East Limited RE 2 21 December 2015 13 September 2017
Merrill Lynch Far East Limited RE 1 21 December 2015 13 September 2017
Merrill Lynch (Asia Pacific) Limited RE 1 21 December 2015 13 September 2017
J.P. Morgan Broking (Hong Kong) Limited RE 5 26 May 2014 09 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 4 26 May 2014 09 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 2 26 May 2014 09 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 1 26 May 2014 09 November 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 30 May 2012 29 April 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 30 May 2012 29 April 2014