SFC Licences of WEPENER Raymond Henry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 22 March 2016 | 05 March 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 29 October 2015 | 05 March 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 October 2015 | 05 March 2021 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RO | 4 | 23 July 2015 | 08 October 2015 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RO | 1 | 23 July 2015 | 08 October 2015 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 31 May 2012 | 23 July 2015 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 4 | 31 May 2012 | 23 July 2015 |