SFC Licences of KANG Ning 康宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KKR Capital Markets Asia Limited RE 4 21 June 2016 03 November 2020
KKR Capital Markets Asia Limited RE 1 21 June 2016 03 November 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 04 June 2012 23 April 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 04 June 2012 23 April 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 04 June 2012 23 April 2016