SFC Licences of CHENG Hiu Lam 鄭驍琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 29 August 2019 | |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 29 August 2019 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 14 March 2019 | 11 August 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 March 2019 | 11 August 2019 |
I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 15 December 2014 | 01 February 2019 |
I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 15 December 2014 | 01 February 2019 |
Public Securities Limited 大眾証券有限公司 | RE | 1 | 04 June 2012 | 18 August 2014 |