SFC Licences of PI Xiaoduo 皮小多
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 August 2018 | 18 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 14 August 2018 | 18 August 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 03 October 2016 | 31 May 2018 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 16 May 2014 | 20 August 2014 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 16 May 2014 | 20 August 2014 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 14 March 2014 |