SFC Licences of LO Tang To 盧登滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 | RO | 5 | 21 November 2023 | |
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 | RO | 4 | 21 November 2023 | |
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 | RO | 1 | 21 November 2023 | |
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 | RE | 1 | 06 December 2021 | 21 November 2023 |
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 | RO | 2 | 23 March 2021 | |
Hong Kong Asset Management Limited 香港資產管理有限公司 | RO | 2 | 18 May 2020 | 20 June 2020 |
VERCAP Financial Services Limited 和昇金融服務有限公司 | RO | 2 | 15 March 2019 | 13 March 2020 |
VERCAP Financial Services Limited 和昇金融服務有限公司 | RE | 2 | 04 January 2016 | 15 March 2019 |
Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 | RE | 2 | 20 June 2012 | 03 January 2014 |