SFC Licences of ZHOU Tu 周圖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 15 December 2023 | |
| UBS Securities Hong Kong Limited | RE | 1 | 15 December 2023 | |
| UBS Securities Asia Limited | RE | 1 | 15 December 2023 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 12 October 2020 | 03 December 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 12 October 2020 | 03 December 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 October 2020 | 03 December 2023 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 12 October 2020 | 25 October 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 June 2012 | 01 September 2012 |