SFC Licences of TSE Yan Wah, Ivy 謝欣樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 26 March 2018 03 January 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 26 March 2018 03 January 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 19 March 2018 03 January 2019
HSBC Corporate Finance (Hong Kong) Limited RE 6 04 August 2015 23 February 2018
Macquarie Corporate (Hong Kong) Limited RE 6 08 September 2014 31 March 2015
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 08 September 2014 31 March 2015
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 08 September 2014 31 March 2015
Merrill Lynch Far East Limited RE 6 01 April 2014 27 June 2014
Merrill Lynch Far East Limited RE 4 01 April 2014 27 June 2014
Merrill Lynch Far East Limited RE 1 01 April 2014 27 June 2014
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2014 27 June 2014
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2014 27 June 2014
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2014 27 June 2014
J.P. Morgan Securities (Far East) Limited RE 6 13 August 2012 27 September 2013
J.P. Morgan Securities (Far East) Limited RE 1 13 August 2012 27 September 2013
J.P. Morgan Securities (Far East) Limited RE 4 13 August 2012 27 September 2013