SFC Licences of MAO Yunjun 毛云鋆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Livermore Holdings Limited 利弗莫爾證券有限公司 | RO | 4 | 02 June 2022 | 24 November 2023 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 9 | 17 June 2021 | 30 September 2021 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 4 | 17 June 2021 | 30 September 2021 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 9 | 05 January 2021 | 17 June 2021 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 4 | 05 January 2021 | 17 June 2021 |
| Adamas Asset Management (HK) Limited 安德思資產管理(香港)有限公司 | RE | 9 | 04 June 2014 | 20 May 2017 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 August 2012 | 30 December 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 August 2012 | 30 December 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 August 2012 | 30 December 2013 |