SFC Licences of LI April Qingnan 李卿囡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hover4pi Capital Management Limited 鲲騰資本管理有限公司 | RO | 9 | 15 March 2022 | |
Hover4pi Capital Management Limited 鲲騰資本管理有限公司 | RO | 4 | 15 March 2022 | |
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 | RE | 4 | 01 September 2020 | 04 March 2022 |
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 | RE | 9 | 06 July 2020 | 04 March 2022 |
Composite Capital Management (HK) Limited 複合資本管理有限公司 | RE | 9 | 25 July 2016 | 02 March 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 April 2014 | 01 July 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 August 2012 | 20 February 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 August 2012 | 20 February 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 August 2012 | 20 February 2014 |