SFC Licences of HARKER Christopher Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 13 April 2015 | 30 November 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 19 June 2012 | 28 August 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 June 2012 | 28 August 2014 |