SFC Licences of LUEY Jonathan Gaden
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 20 June 2014 | 24 March 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 June 2014 | 24 March 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 July 2012 | 05 September 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 03 July 2012 | 05 September 2012 |