SFC Licences of CHENG Yan 程灧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 1 | 25 April 2022 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 4 | 18 June 2019 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 16 March 2018 | 18 June 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 15 June 2012 | 25 April 2022 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 15 June 2012 |