SFC Licences of CHENG Yan 程灧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 25 April 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RO 4 18 June 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 16 March 2018 18 June 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 15 June 2012 25 April 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 15 June 2012