SFC Licences of HO Hoe Kay 何浩基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 9 03 November 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 4 03 November 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 1 03 November 2022
Innovest Asset Management Limited 粵創資產管理有限公司 RE 9 24 February 2021 14 October 2022
Innovest Asset Management Limited 粵創資產管理有限公司 RE 4 09 April 2020 14 October 2022
Innovest Securities Investment Limited 粵創證券投資有限公司 RE 1 09 April 2020 01 July 2022
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 RE 4 15 May 2019 08 February 2020
Chung Lee Securities Company Limited 眾利股票有限公司 RE 1 15 May 2019 08 February 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 04 May 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 04 May 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 06 November 2015 04 May 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 02 February 2015 04 May 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 19 September 2014 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 September 2014 02 October 2017
iBest Consultants Limited RE 1 13 July 2012 23 August 2014
iBest Consultants Limited RE 4 13 July 2012 23 August 2014