SFC Licences of NG Hoi Ki 吳海祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 15 June 2021 | 26 April 2023 |
Blue Lotus Capital Advisors Limited 藍蓮花資本顧問有限公司 | RO | 4 | 17 February 2016 | 30 November 2020 |
Blue Lotus Capital Advisors Limited 藍蓮花資本顧問有限公司 | RE | 4 | 09 December 2015 | 17 February 2016 |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 05 July 2012 | 07 June 2014 |