SFC Licences of LAM Pui Fun 林佩芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 04 September 2023 | |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 04 September 2023 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 20 August 2020 | 14 March 2022 |
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RO | 4 | 24 November 2015 | 16 April 2020 |
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RO | 1 | 24 November 2015 | 16 April 2020 |
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 1 | 16 October 2015 | 24 November 2015 |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 05 July 2012 | 30 September 2015 |