SFC Licences of LAM Pui Fun 林佩芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 04 September 2023
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 1 04 September 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 20 August 2020 14 March 2022
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 RO 4 24 November 2015 16 April 2020
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 RO 1 24 November 2015 16 April 2020
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 RE 1 16 October 2015 24 November 2015
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 1 05 July 2012 30 September 2015