SFC Licences of BLATTER Jerome
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Point72 Hong Kong Limited | RE | 9 | 26 February 2020 | 02 December 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 22 September 2014 | 21 May 2019 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 22 September 2014 | 21 May 2019 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 22 September 2014 | 21 May 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 September 2014 | 21 May 2019 |
Merrill Lynch Far East Limited | RE | 1 | 28 June 2012 | 14 June 2014 |
Merrill Lynch Far East Limited | RE | 2 | 28 June 2012 | 14 June 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 June 2012 | 14 June 2014 |