SFC Licences of YAMAMOTO Haruka
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 08 February 2023 | |
| UBS Securities Asia Limited | RE | 1 | 15 November 2018 | 21 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 20 June 2012 | 20 November 2014 |