SFC Licences of LIU Di 劉迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 17 December 2015 | 05 July 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 17 December 2015 | 05 July 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 31 July 2014 | 13 October 2015 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 31 July 2014 | 13 October 2015 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 22 June 2012 | 30 April 2014 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 22 June 2012 | 30 April 2014 |