SFC Licences of GU Erdong 顧爾東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TFI Asset Management Limited 天風國際資產管理有限公司 RO 5 09 June 2020
TFI Asset Management Limited 天風國際資產管理有限公司 RO 9 27 November 2019
TFI Asset Management Limited 天風國際資產管理有限公司 RO 4 27 November 2019
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RO 1 26 August 2019
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 05 June 2019 26 August 2019
Jingdong Securities Limited 京東証劵有限公司 RE 9 09 May 2019 10 May 2019
Jingdong Securities Limited 京東証劵有限公司 RE 4 09 May 2019 10 May 2019
Jingdong Securities Limited 京東証劵有限公司 RE 1 09 May 2019 10 May 2019
Changchun Securities Limited 長春證券有限公司 RO 9 11 June 2018 30 April 2019
Changchun Securities Limited 長春證券有限公司 RO 4 11 June 2018 30 April 2019
Changchun Securities Limited 長春證券有限公司 RO 1 11 June 2018 30 April 2019
Foresee Global Asset Management (HK) Limited 富善國際資產管理(香港)有限公司 RO 9 10 August 2017 29 March 2018
Foresee Global Asset Management (HK) Limited 富善國際資產管理(香港)有限公司 RE 9 27 July 2016 10 August 2017
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RE 9 30 December 2014 17 December 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 26 June 2012 19 December 2014
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 26 June 2012 19 December 2014