SFC Licences of XIE Elise Mingyan 謝明燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 22 May 2019 | 15 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 May 2019 | 15 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 21 February 2014 | 17 March 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 21 February 2014 | 17 March 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 26 June 2012 | 31 May 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 26 June 2012 | 31 May 2013 |