SFC Licences of LAU Ngan Chi 劉晏芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 4 | 05 July 2022 | |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 05 July 2022 | |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 26 June 2012 | 20 April 2018 |